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Chief Compliance Officer
Management & Exec · Drivewealth Holdings · New York, NYAbout The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams...TopUSAJobs.com ·5 days ago on TopUSAJobs -
Senior Manager, Conduct Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 210173 Salary Range: 117,400.00 - 224,700.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skill...2 weeks ago on Scotiabank -
Senior Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 204138 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skill...2 weeks ago on Scotiabank -
Fair Lending Compliance Officer
Management & Exec · Virtualvocations · Jamaica, NYA company is looking for a Compliance Officer - Fair Lending Governance. Key Responsibilities Assist with Fair Lending risk assessments and control reviews Engage with lines of business to identify risks and monitor remediation activities ...TopUSAJobs.com ·2 weeks ago on TopUSAJobs -
Associate, Compliance Officer
Management & Exec · Gic · New York, NYGIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an ext...3 weeks ago on GIC Private Limited -
Chief Compliance Officer for Self Clearing Broker Dealer
Management & Exec · AJ Consultancy · New York, NYSelf Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing Broker Dealer. Candidate must have Series 14 license. Individual must have experience in various asset class...1 week ago on ApplicantPRO -
Compliance Officer (DDD)
Management & Exec · Apluscare · East Brunswick, NJJob Title: Compliance Officer Reporting Supervisor: Director of Compliance Position Summary: The Compliance Officer is tasked with instituting proactive systems and methods to include quality, risk & incident management as well as investigation...Over 4 weeks ago on ApplicantList -
Senior Manager, Markets Compliance Officer
Management & Exec · Manhattan, NYRequisition ID: Salary Range:110,700.00:211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and exp...Over 4 weeks ago on Tip Top Job -
Global Head of Compliance Assurance
Management & Exec · Chubb · New York, NYJOB DESCRIPTION The Global Head of Compliance Assurance role will be a key part of the global compliance team with a focus on leading the Compliance Assurance Program globally. The individual will lead the identification, assessment and priorit...Over 4 weeks ago on InsuranceJobs -
Deputy Compliance Officer
Management & Exec · Cesna · New York, NYJob Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report directly to the Chief Compliance Officer (CCO) and will be responsible for assisting in the development, impl...Over 4 weeks ago on The Resumator -
Occupational Safety Compliance Officer
Management & Exec · Paragon Staffing · Rahway, NJParagon Staffing, LLC is a company that specializes in connecting job seekers with employers who are seeking temporary, contract, or permanent positions . Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Of...Over 4 weeks ago on The Resumator -
Occupational Safety Compliance Officer
Management & Exec · Paragon Staffing · Plainsboro, NJParagon Staffing, LLC is a company that specializes in connecting job seekers with employers who are seeking temporary, contract, or permanent positions . Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Of...Over 4 weeks ago on The Resumator -
Compliance Officer (DDD)
Management & Exec · Apluscare · East Brunswick, NJJob Title: Compliance Officer Reporting Supervisor: Director of Compliance Position Summary: The Compliance Officer is tasked with instituting proactive systems and methods to include quality, risk & incident management as well as investigation...Over 4 weeks ago on ApplicantPool