This listing was posted on ListedBuy.
Senior Manager, Monitoring and Testing
Location:
Toronto
Description:
Requisition ID: 190720 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. P urpose Responsible for the end-to-end execution on monitoring and testing related to operational, regulatory, and compliance risks within Global Wealth Management (GWM). This individual leads the first-line testing and monitoring activities across several business and functional units within GWM including risk backssments to ensure the adequacy of controls, processes and protocols to mitigate regulatory and operational risks (including legal, securities, tax) and risks of financial loss, regulatory fines, penalties or sanctions, litigation and reputational damage to wealth units and identify areas of opportunity to strengthen the control environment and control activities. Identify, benchmark and establish best practices, operational efficiencies and effectiveness, in the risk management program of GWM’s core business lines in the context of complex regulatory environments. Accountabilities • Sustain expert understanding of Global Wealth business units (brokerages, asset management, estates and trust, private banking, mutual fund dealers, and International Wealth Management), including operational processes, regulatory obligations and risk governance. • Designing control and operational policies, procedures and frameworks to manage risks of new wealth management initiatives, including new products and service offerings, technology platforms, investment tools, digital offerings and applications. • Establishing global Testing and Monitoring standards in the core Wealth business units (asset management, brokerages, investment funds, private banking, trusts and pensions) to manage non-financial risks (including operational risk, AML, CASL, etc. ) in multiple jurisdictions, including Canada, Caribbean, Central and Latin America. • Analyze data, alerts and results of monitoring, backssments and inventories to identify. Visit ListedBuy for more information.
Company:
Scotiabank
Posted:
December 24 2023 on ListedBuy
Visit Our Partner Website
This listing was posted on another website. Click here to open: Go to ListedBuy
Important Safety Tips
- Always meet the employer in person.
- Avoid sharing sensitive personal and financial information.
- Avoid employment offers that require a deposit or investment.
To learn more, visit the Safety Center or click here to report this listing.
More About this Listing: Senior Manager, Monitoring and Testing
Senior Manager, Monitoring and Testing is a Executive Manager Job at Scotiabank located in United States. Find other listings like Senior Manager, Monitoring and Testing by searching Oodle for Executive Manager Jobs.
Senior Manager, Monitoring and Testing is a Executive Manager Job at Scotiabank located in United States. Find other listings like Senior Manager, Monitoring and Testing by searching Oodle for Executive Manager Jobs.