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Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch
Location:
Vancouver
Description:
Requisition ID: 198036 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of SSI Branch Review Compliance Testing in Canada ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures. Accountabilities Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. • Accountable for executing Compliance Testing (SSI Branch Reviews) for Canadian Banking and Wealth Management, which includes backssing operating effectiveness of compliance controls applicable to the Branches, particularly adherence to Regulatory requirements (CIRO) as well as the Bank’s internal standards, policies and procedures. • Works closely with the Senior Manager – SSI Testing to execute the testing program. • Maintain relationship with the Business Line Compliance, Internal Audit and first line to ensure alignment and smooth execution of test plans, to minimize the impact on business. • Pro-actively identifies potential violations /risk of non-compliance with regulatory requirements, internal policies and procedures, in a timely manner and makes recommendations to mitigate compliance risk, generally in the course of execution of branch reviews. • Identify, define, and build a risk effective and cost-efficient testing program by providing feedback on enhancements to the Branch testing methodology / program, looking for opportunities to automate testing procedures, etc. • Identify trends and/or gaps and report findings with recommendations on how to improve the effectiveness of the business line controls. • Assist with validating actions taken by management to remediate, and to backss the sustainability of these actions to close, reported testing issues. • Understand how the Bank’s risk appetite and risk culture should. Visit ListedBuy for more information.
Company:
Scotiabank
Posted:
April 26 on ListedBuy
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More About this Listing: Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch
Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch is a Executive Manager Job at Scotiabank located in United States. Find other listings like Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch by searching Oodle for Executive Manager Jobs.
Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch is a Executive Manager Job at Scotiabank located in United States. Find other listings like Manager, Compliance Testing, Canadian Banking & Wealth Management - SSI Branch by searching Oodle for Executive Manager Jobs.