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Chief Compliance Officer for Self Clearing Broker Dealer
Management & Exec · AJ Consultancy · New York, NYSelf Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing Broker Dealer. Candidate must have Series 14 license. Individual must have experience in various asset class...1 week ago on ApplicantPRO -
Global Head of Compliance Assurance
Management & Exec · Chubb · New York, NYJOB DESCRIPTION The Global Head of Compliance Assurance role will be a key part of the global compliance team with a focus on leading the Compliance Assurance Program globally. The individual will lead the identification, assessment and priorit...Over 4 weeks ago on InsuranceJobs -
Deputy Compliance Officer
Management & Exec · Cesna · New York, NYJob Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report directly to the Chief Compliance Officer (CCO) and will be responsible for assisting in the development, impl...Over 4 weeks ago on The Resumator