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Jobs at Finra in Woodbridge, VA
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Senior Analyst, Market Regulation-CAT Reporting
Jobs · Finra · Rockville, MDThis Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable feder...14 hours ago on EquestTools- XTools
- Senior Analyst, Market...
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Associate Principal Investigator, Market Regulation - Market Investigations
Jobs · Finra · Rockville, MDThe Associate Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FIN...1 day ago on EquestTools- XTools
- Associate Principal In...
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Assistant General Counsel, Regulatory
Legal · Finra · Washington, DCAre you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sit...2 days ago on EquestTools- XTools
- Assistant General Coun...
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Analyst, CAT Helpline
Jobs · Finra · Rockville, MDThe Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate proc...3 days ago on EquestTools- XTools
- Analyst, CAT Helpline
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- Stop Fraud
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Senior Analyst, CRED Test Security
Jobs · Finra · Rockville, MDThe Senior Analyst in Testing and Continuing Education, Test Security, is responsible for investigating major policy violations; ensuring vendor adherence; identifying aberrant candidate behavior; and evaluating success of risk mitigators to ensur...3 days ago on EquestTools- XTools
- Senior Analyst, CRED T...
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Lead Analyst, Technology - Consolidated Audit Trail
Jobs · Finra · Rockville, MDFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...4 weeks ago on EquestTools- XTools
- Lead Analyst, Technolo...
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- Stop Fraud
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