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Director, Member Supervision Operations, Procedures, and Standards (All FINRA
Management & Exec · Finra · Woodbridge, NJProvides strategic leadership and guidance and establishes procedures and standards across the program as well as advising and collaborating with various groups conducting reviews of the program including the SEC, Internal Audit and Quality Assura...1 week ago on EquestTools -
Director, Enforcement
Management & Exec · Finra · New York, NYFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...1 week ago on EquestTools