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Tax & IRA Specialists- NYC based Broker-Dealer
Jobs · AJ Consultancy · New York, NYListed below are the Job duties for both the Tax Specialist role and the IRA Specialist Role. Kindly note there are multiple roles available. Ensure filing of quarterly premium tax returns by third-party provider are completed timely The Tax Rep...4 days ago on ApplicantPro, TalentPlusHire -
Sales Associate Investment Bank- Buy Side growing client base which included
Sales & Biz Dev · AJ Consultancy · New York, NYInstitutional Equity Sales - Series 7 NYC based investment bank is expanding its institutional equity sales department. Duties include identifying and qualifying institutional investors (mutual funds, hedge funds, pension funds, family offices)...1 week ago on ApplicantPRO -
Compliance Manager- Investment Banking/Private Banking
Management & Exec · AJ Consultancy · New York, NYJob Details and Responsibilities Job Overview: We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision Officer to join our team. This role requires 3-5 years of experience in investment banking, with a foc...1 week ago on ApplicantPro, TalentPlusHire -
Chief Compliance Officer for Self Clearing Broker Dealer
Management & Exec · AJ Consultancy · New York, NYSelf Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing Broker Dealer. Candidate must have Series 14 license. Individual must have experience in various asset class...1 week ago on ApplicantPRO -
Credit/Market Risk Manager New York Self-Clearing Broker Dealer
Management & Exec · AJ Consultancy · New York, NYWe are seeking a talented and motivated Market/Credit Risk manager to join our team at a securities broker dealer. The Market/Credit Risk Manager will be responsible for monitoring and analyzing market risk exposure, ensuring compliance with regul...Over 4 weeks ago on ApplicantPRO