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Director, Registrations
Location:
Toronto
Description:
Requisition ID: 197996 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Leads and oversees Registrations in Canada ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. Accountabilities Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge. Identify, monitor and backss regulatory, legal and industry developments relating to the licensing and registration of entities and individuals and, in particular, securities and insurance licensing and registration, through the review of publications, relevant websites, participation in industry associations, contact with Regulators and liaison with counsel and auditors; Inform and advise business unit personnel and managers on the impact, risks and opportunities of applicable laws, regulations, guidelines, industry best practices and corporate policies as they relate to licensing and registration. Establish network of business unit personnel responsible to receive written guidance and to implement such guidance, through documented procedures, in order to ensure compliance with regulatory requirements, industry practice and general risk management; Establish written guidance to Department staff on the appropriate implementation of the Rules through policies, manuals and training material, including the preparation and filing of regulatory license applications, changes, termination and renewals, as required; Act as in-house consultant and educator on relevant Rules and other compliance matters and make employees aware of their compliance responsibilities via training programs, presentations, publications and day-to-day contact; Monitor compliance with any written guidance and review management attestations, business unit self backssments and reports on. Visit ListedBuy for more information.
Company:
Scotiabank
Posted:
April 26 on ListedBuy
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More About this Listing: Director, Registrations
Director, Registrations is a Executive Director Job at Scotiabank located in United States. Find other listings like Director, Registrations by searching Oodle for Executive Director Jobs.
Director, Registrations is a Executive Director Job at Scotiabank located in United States. Find other listings like Director, Registrations by searching Oodle for Executive Director Jobs.