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Compliance Officer
Location:
Anaheim, CA
Description:
Unlock your potential with Quantum ePay® - We're a full-service financial technology provider that helps business owners lower their costs, earn more money, and improve their quality of life. We offer truly innovative payment processing solutions and an ever-expanding line of products to boost productivity, enabling our clients to operate efficiently and effectively in confidence. With a focus on providing exceptional service to our merchants, we bestow integrity, teamwork, passion and delivering reliable service. Our company is growing incredibly fast and we are seeking experienced business professionals! If success and passion motivate you, join us and maximize your potential with Quantum ePay! The Compliance Officer will be a key member of our team, ensuring BSA compliance, performing general compliance monitoring, research, and preparation for state, federal, and external audits. ESSENTIAL DUTIES AND RESPONSIBILITIES: Works independently to ensure the company is compliant with laws, regulations, and rules governing operations and product offerings. This will include but is not limited to, enhancing and maintaining policies and procedures on our anti-fraud, transaction monitoring, sanctions screening, Suspicious Activity Reports (SARs) Conducts periodic internal reviews with federal and state regulations, including OFAC regulations, AML/BSA Know Your Customer (KYC) requirements, CFPB consumer protection regulations, federal Electronic Fund Transfer Act (EFTA)/Regulation E and payment network operating rules. Prepares accurate, objective, transparent, concise, constructive, and timely written audit reports as requested or required Responsible for the implantation and ongoing maintenance of the company's BSA/AML and OFAC risk assessment to maintain compliance across product lines and mitigate regulatory risk. Partner with and provide compliance guidance to product and solutions teams as they design innovative products. Monitors regulatory changes as they relate to the BSA/AML and OFAC program and provides updates and recommendations to key stakeholders. QUALIFICATIONS: 5+ years of relevant experience in a financial crime compliance role at a bank or payments firm. Considerable experience in the preparation and writing of SARs/STRs/UARs (Suspicious Activity Reports/ Suspicious Transaction/ Unusual Activity Reports) and analyzing/managing financial crime investigative processes. Understanding of Anti-Money-Laundering laws as it pertains to financial services, such as Bank Secrecy Act (BSA), USA Patriot Act, US Treasury AML and OFAC guidelines, FINTRAC, and Suspicious Activity Reporting requirements. Subject matter expertise in the Bank Secrecy Act, equivalent state laws, and U.S. sanctions requirements Experience advising on and implementing compliant procedures including Know-Your-Customer and Know-Your-Business, Enhanced Due Diligence, transaction monitoring, and drafting Suspicious Activity Reports Experience drafting policies and guidance documents for internal and external stakeholders. Experience conducting risk assessments and oversight of audits by federal and state regulators, banks, and other third-parties. Ability to work alongside technical and operations teams to define legal requirements and ensure their effective application. Strong Project Management and ability to work well in an autonomous role. SALARY : This role includes quarterly profit-sharing bonuses as part of a total compensation package, in addition to a full range of medical, dental, retirement planning, and/or other benefits. Base salary range: $65,000 - $100,000 (Depending on Experience) Salary including comprehensive benefits program range (annualized): $85,725 - $127,725 WHY WORK HERE? Awarded Top Workplace of Orange County by the OC Register! FLEX PTO! New state of the art, open-concept facility with stand-up desks, balance boards, stationary bikes and more! Work hard, play hard culture! Bi-weekly Beer Socials and monthly BBQs! Proven "promote from within" mentality! 5-year anniversary gift is a ROLEX! Benefit offerings: Medical, dental, vision, acupuncture and chiropractic 401k; 100% employer match processed semi-monthly, up to 4% Covid-19 Precautions: Social distancing guidelines in place Regular sanitizing and disinfecting procedures in place Installed air scrubbers to kill airborne pathogens
Company:
Quantum Electronic Payments
Posted:
December 26 2023 on ApplicantPro
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More About this Listing: Compliance Officer
Compliance Officer is a Executive Compliance Officer Job at Quantum Electronic Payments located in Anaheim CA. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.
Compliance Officer is a Executive Compliance Officer Job at Quantum Electronic Payments located in Anaheim CA. Find other listings like Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.