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Compliance Audit Specialist
Location:
Dorchester, MA
Description:
A company is looking for a Compliance Audit Specialist to conduct compliance audits for its registered entities. Key Responsibilities Conduct compliance audits with guidance from experienced peers Communicate with business unit personnel to understand processes and notify them of compliance deficiencies Document testing completed and draft audit reports Required Qualifications and Education 3+ years of compliance experience Bachelor's degree or equivalent work experience FINRA fingerprinting required Previous experience with investment adviser, broker-dealer, or investment company compliance policies is highly desired Audit experience is a plus
Company:
Virtualvocations
Posted:
November 5 on TopUSAJobs
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More About this Listing: Compliance Audit Specialist
Compliance Audit Specialist is a Work at Home Compliance Audit Specialist Job at Virtualvocations located in Dorchester MA. Find other listings like Compliance Audit Specialist by searching Oodle for Work at Home Compliance Audit Specialist Jobs.
Compliance Audit Specialist is a Work at Home Compliance Audit Specialist Job at Virtualvocations located in Dorchester MA. Find other listings like Compliance Audit Specialist by searching Oodle for Work at Home Compliance Audit Specialist Jobs.