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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · New York, NYNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...12 hours ago on Professional Diversity NetworkTools -
Manager, Markets Compliance Officer
Management & Exec · Manhattan, NYRequisition ID: Salary Range:85,700.00:159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and expe...6 hours ago on Tip Top JobTools -
Compliance officers
Management & Exec · Hicksville, NYThe Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures related to Financial Crimes ...1 hour ago on Jobs-SearchTools -
Compliance officers
Management & Exec · Hicksville, NYThe Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures. This position is responsible for completing ...55 minutes ago on Jobs-SearchTools -
Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·1 day ago on TopUSAJobsTools -
Manager, Markets Compliance Officer
Management & Exec · Scotiabank · New York, NYRequisition ID: 198261 Salary Range: 85,700.00 - 159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills...4 days ago on ScotiabankTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...4 days ago on JobvertiseTools -
Research Compliance Officer
Management & Exec · New York State Psychiatry Institute · New York, NYJob Title: Research Compliance Officer Grade: 37 Salary: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychi...1 week ago on ApplicantPro, TalentPlusHireTools -
Investment Banking Compliance Officer
Management & Exec · Truist · New York, NYThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your applic...4 weeks ago on Professional Diversity NetworkTools -
Fuel Compliance Officer - 12 Month Register
Management & Exec · U.S. Department Of The Treasury · Westbury, NYSummary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at Duties WHAT IS THE SMALL BUSIN...Over 4 weeks ago on Professional Diversity NetworkTools -
Fuel Compliance Officer - 12 Month Register
Management & Exec · U.S. Department Of The Treasury · New York, NYSummary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at Duties WHAT IS THE SMALL BUSIN...Over 4 weeks ago on Professional Diversity NetworkTools -
Fuel Compliance Officer - 12 Month Register
Management & Exec · U.S. Department Of The Treasury · New York, NYSummary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information. WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at Duties WHAT IS THE SMALL BUSIN...Over 4 weeks ago on Professional Diversity NetworkTools