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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Richmond, VANYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Chicago, ILNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Plano, TXNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · New York, NYNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·4 weeks ago on TopUSAJobsTools -
Quality and Compliance Officer
Management & Exec · Service Care Solutions · Coatham Mundeville… Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children’s Quality and Compliance Officer will ensure that all services are i...3 weeks ago on ListedBuyTools -
Quality and Compliance Officer
Management & Exec · Charles Hunter Associates · Coatham MundevilleAre you an experience Nurse looking for a new challenge My client who is a National Charity is looking for the right candidate to support their Quality Assurance. This particular role will concentrate on quality with their medication governance ac...3 weeks ago on ListedBuyTools -
Compliance Officer Banking
Management & Exec · Additional Resources · Coatham MundevilleCompliance Officer, Risk Officer, Compliance Manager, MLRO, Officer, compliance, financial, Banking Compliance Officer Banking - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central Lon...3 weeks ago on ListedBuyTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · McLeanNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...4 weeks ago on JobvertiseTools -
Senior Compliance Officer (Inspector (Specialist) 3))
Management & Exec · The Government Of Nova Scotia · DartmouthCompetition # : 40296 Department: Service Nova Scotia Location: DARTMOUTH Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 14-Sep-23 ( Applications are accepted until 11:59 PM Atlantic Time) About Us At Service Nova Scotia, w...4 weeks ago on ListedBuyTools -
Compliance Executive
Other · SRG · Coatham Mundeville… Insurance Gibraltar Competitive Salary Package Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compli...Over 4 weeks ago on ListedBuyTools -
Senior Compliance Officer
Management & Exec · MY Ria Lawyer · RemoteThe Senior Compliance Officer is a professional who Loves all things compliance and helping firms improve their compliance programs. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal cand...4 weeks ago on WizeHireTools -
Compliance Officer (Program Admin Officer 3)
Management & Exec · The Government Of Nova Scotia · HalifaxCompetition # : 42625 Department: Finance and Treasury Board Location: HALIFAX Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 09-May-24 (Applications are accepted until 11:59 PM Atlantic Time) About Us At the Nova Scotia De...Over 4 weeks ago on ListedBuyTools -
Compliance Officer
Management & Exec · Hull… Financial Services Hull East Riding A GBP 29,000 : A GBP 31,500 per annum plus bonus Permanent office: based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well: established company based in ...Over 4 weeks ago on ListedBuyTools