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Analyst Quality Assurance
Quality Assurance · Finra · Rockville, MDThis position implements Quality Assurance initiatives for Information Operations. This includes: reviewing and analyzing a sampling of daily work performed by other analysts, maintaining statistical data, and performing root cause and trend analy...1 day ago on EquestTools -
Principal Business Analyst, Transparency Services
Jobs · Finra · Rockville, MDThe Client & Systems Management Principal Business Analyst will be responsible for creating the business and technical requirements for developers, as well as the distribution of technical specifications and related coding guidance for participant...1 day ago on EquestTools -
Principal Analyst, Risk Monitoring, Trading and Execution - Any FINRA Location
Jobs · Finra · Rockville, MDResponsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. * This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct ma...3 days ago on EquestTools -
Principal Communication Compliance Analyst, Advertising Regulation
Jobs · Finra · Rockville, MDIndependently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, a...3 days ago on EquestTools -
Senior Communications Specialist
Jobs · Finra · Washington, DCPartnering with the Communications Manager, this role creates content for various resources, including the intranet SharePoint site, weekly newsletter, emails, presentations, graphic design elements, talking points, brochures, flyers, and handouts...4 days ago on EquestTools -
Principal Integration Specialist - Any Finra Location
Jobs · Finra · Rockville, MDThe Principal Integration Specialist will be a core contributor to program and project delivery, supporting the team in defining direction for and ensuring exceptional execution of critical strategic initiatives. This role will leverage best pract...5 days ago on EquestTools -
Lead Analyst, Technology - Consolidated Audit Trail
Jobs · Finra · Rockville, MDFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...5 days ago on EquestTools -
Accounts Payable Accountant
Accounting/Finance · Finra · Rockville, MDThe Accountant is an entry level accounting position responsible for the accurate recording, tracking and reporting of financial activity for FINRA. This position is assigned to one or more areas of the Finance department and works closely with nu...1 week ago on EquestTools -
Associate General Counsel, Capital Markets
Legal · Finra · Washington, DCThis position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, ...3 weeks ago on EquestTools -
Senior Special Counsel, Hearing Officer
Social Services · Finra · Washington, DCHearing Officers preside over formal disciplinary proceedings on a wide range of cases brought by FINRA’s Department of Enforcement against FINRA-registered firms and persons associated with FINRA-registered firms. Hearing Officers also preside ov...4 weeks ago on EquestTools -
Principal Research Analyst, Office of the Chief Economist
Research & Dev · Finra · Washington, DCThe primary purpose of the analyst is to research, analyze, interpret, and present data in pursuit of the mission of the Office of the Chief Economist as a technical expert by delivering solutions to regulators. Essential Job Functions: Under gene...4 weeks ago on EquestTools