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Associate Principal Investigator, Market Regulation - Market Investigations
Jobs · Finra · Rockville, MDThe Associate Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FIN...10 hours ago on EquestTools -
Assistant General Counsel, Regulatory
Legal · Finra · Washington, DCAre you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sit...1 day ago on EquestTools -
Analyst, CAT Helpline
Jobs · Finra · Rockville, MDThe Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate proc...2 days ago on EquestTools -
Senior Analyst, CRED Test Security
Jobs · Finra · Rockville, MDThe Senior Analyst in Testing and Continuing Education, Test Security, is responsible for investigating major policy violations; ensuring vendor adherence; identifying aberrant candidate behavior; and evaluating success of risk mitigators to ensur...2 days ago on EquestTools -
Lead Analyst, Technology - Consolidated Audit Trail
Jobs · Finra · Rockville, MDFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...4 weeks ago on EquestTools -
Lead Network-Firewall Engineer
Engineering · Finra · Rockville, MDFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...Over 4 weeks ago on EquestTools