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Lead Developer
General Labor · Finra · Rockville, MDThe Lead Developer, working independently, will develop, test, debug and document software components commensurate with their experience as well as direct development staff in support of a software engineering effort. Required Technical Skills ...TopUSAJobs.com ·10 hours ago on TopUSAJobsTools -
Senior Analyst, Market Regulation - Coordinated Trading
Jobs · Finra · Rockville, MDThis Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable feder...1 day ago on EquestTools -
Senior Analyst, Market Regulation-CAT Reporting
Jobs · Finra · Rockville, MDThis Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable feder...2 days ago on EquestTools -
Associate Principal Investigator, Market Regulation - Market Investigations
Jobs · Finra · Rockville, MDThe Associate Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FIN...3 days ago on EquestTools -
Assistant General Counsel, Regulatory
Legal · Finra · Washington, DCAre you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sit...4 days ago on EquestTools -
Analyst, CAT Helpline
Jobs · Finra · Rockville, MDThe Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate proc...5 days ago on EquestTools -
Senior Analyst, CRED Test Security
Jobs · Finra · Rockville, MDThe Senior Analyst in Testing and Continuing Education, Test Security, is responsible for investigating major policy violations; ensuring vendor adherence; identifying aberrant candidate behavior; and evaluating success of risk mitigators to ensur...5 days ago on EquestTools -
Lead Analyst, Technology - Consolidated Audit Trail
Jobs · Finra · Rockville, MDFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professiona...4 weeks ago on EquestTools -
Associate General Counsel, Capital Markets
Legal · Finra · Washington, DCThis position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, ...Over 4 weeks ago on EquestTools